sebi:Settlement_Orders_211_Order_against_M_s._GNH_Global_Securities_Limited
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Facts / Headnote
No action to be taken in the present case, with direction to remain cautious and careful in future
Provisions invoked
- s. 19
Regulations
- Reg. 13(4)
Parties
- M/s. GNH Global Securities Ltd.
Holding
No action is to be taken against M/s. GNH Global Securities Ltd. in the present case, but the member is directed to remain cautious and careful in future in the conduct of its business.
Full text
under Section 19 of the Securities and Exchange Board of India Act, 1992 read with regulations 13(4) and 13(6) of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, I hereby direct that no action be taken against M/s. GNH Global Securities Ltd., member, The Stock Exchange, Mumbai (SEBI Registration No. INB 010982837) in the present case. However, I direct the member to remain cautious and careful in future in the conduct of its business. Place: Mumbai MADHUKAR Date: 30.12.05 WHOLE TIME MEMBER SECURITIES AND EXCHANGE BOARD OF INDIA
Order against M/s. GNH Global Securities Limited
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Source: SecMarx — sebi:Settlement_Orders_211_Order_against_M_s._GNH_Global_Securities_Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.