sebi:SRP/AO-6/2009

SEBI · SEBI · 2005-03-04 · Satya Ranjan Prasad, Adjudicating Officer

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Facts / Headnote

Abated - proceedings disposed of without going into merits

Parties

Holding

The proceedings against Shri Natwarlal Thakordas were abated and disposed of without going into the merits following proof of his death.

Full text

Page 2 of 2 March 04, 2005 and forwarded a copy of death certificate issued by the Municipal Corporation of Greater Mumbai.

4. The proceedings were initiated against the personal acts of a person who is no more alive to face the penalty. In light of the above, I am of the opinion that the proceedings against Shri Natwarlal Thakordas is liable to be abated without going into the merit of the case. Accordingly, the proceedings against Shri Natwarlal Thakordas is disposed of.

Date: August 28, 2009 Satya Ranjan Prasad Place: Mumbai Adjudicating Officer

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Source: SecMarx — sebi:SRP/AO-6/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.