sebi:SO/SM/AD/2022-23/6797
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Facts / Headnote
Adjudication proceedings initiated by SCN dated December 02, 2021 disposed of by settlement without admitting or denying findings upon payment of settlement amount and acceptance of additional term
Provisions invoked
- s. 12A
- s. 15H
- s. 15J
Regulations
- Reg. 10
- Reg. 25
- Reg. 28
- Reg. 23(1)
- Reg. 3(1)
- Reg. 3(d)
- Reg. 2(1)(c)(3)
Parties
- Morgan Stanley France S.A.
Holding
The instant adjudication proceedings initiated against Applicant viz. Morgan Stanley France S.A. by way of issuance of SCN bearing reference no. SEBI/EAD10/SM/KH/35427/1/2021 dated December 02, 2021 are disposed of in terms of Section 15JB of the SEBI Act read with Regulation 23(1) of the Settlement Regulations upon receipt of Rs. 25,35,000 and acceptance of the additional non-monetary term.
Full text
Settlement Order in respect of Morgan Stanley France S.A. in the matter of Box trade activities in long dated Nifty options expiring on December 28, 2017
Settlement Order in respect of Morgan Stanley France S.A. in the matter of Box trade activities in long dated Nifty options expiring on December 28, 2017
Settlement Order in respect of Morgan Stanley France S.A. in the matter of Box trade activities in long dated Nifty options expiring on December 28, 2017
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Source: SecMarx — sebi:SO/SM/AD/2022-23/6797. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.