sebi:SO/GR/BM/2021-22/6618
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Facts / Headnote
Adjudication proceedings disposed of upon payment of settlement amount without admitting or denying violations
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations
- Reg. 25
- Reg. 28
- Reg. 3(a)
- Reg. 23
Parties
- GPSK Capital Private Limited
Holding
The adjudication proceedings initiated against GPSK Capital Private Limited vide SCN ref.no. SEBI/HO/EAD/EAD4/P/OW/2021/0000023925/1 dated September 14, 2021 are disposed of in terms of Regulation 23(1) of the Settlement Regulations upon payment of Rs.1,74,25,000 as settlement amount, without admitting or denying the findings.
Full text
Settlement order in respect of GPSK Capital Private Limited in the matter of trading in Illiquid Stock Options on BSE Page 2 of 4
Settlement order in respect of GPSK Capital Private Limited in the matter of trading in Illiquid Stock Options on BSE Page 3 of 4
Settlement order in respect of GPSK Capital Private Limited in the matter of trading in Illiquid Stock Options on BSE Page 4 of 4
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Source: SecMarx — sebi:SO/GR/BM/2021-22/6618. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.