sebi:SO/GG/AS/2023-24/6924
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Facts / Headnote
Proceedings initiated vide Show Cause Notice dated April 13, 2022 disposed of as per approved settlement terms upon payment of settlement amount
Provisions invoked
- s. 15
- s. 19
- s. 15J
Regulations
- Reg. 25
- Reg. 28
- Reg. 23(1)
Parties
- Rajesh Iyer
Holding
The adjudication proceedings initiated against Rajesh Iyer vide Show Cause Notice dated April 13, 2022 are disposed of in terms of Section 15JB of the SEBI Act, 1992 read with Regulation 23(1) of the Settlement Regulations upon acceptance of settlement terms and receipt of Rs.16,57,500.
Full text
_________________________________________________________________________________________ Settlement Order in respect of Rajesh Iyer in the matter of PGIM India Mutual Fund
_________________________________________________________________________________________ Settlement Order in respect of Rajesh Iyer in the matter of PGIM India Mutual Fund
_________________________________________________________________________________________ Settlement Order in respect of Rajesh Iyer in the matter of PGIM India Mutual Fund
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Source: SecMarx — sebi:SO/GG/AS/2023-24/6924. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.