sebi:SO/EFD2/2023-24/7139
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Disposed of on settlement terms
Provisions invoked
- s. 15J
Regulations
- Reg. 25
- Reg. 28
- Reg. 23(1)
- Reg. 16
Parties
- M/s Arihant Capital Markets Ltd.
Holding
The proceedings initiated against Arihant Capital Markets Ltd. vide show cause notice dated October 06, 2022 were disposed of on settlement terms upon payment of Rs. 17,50,000 without admitting or denying the findings of facts and conclusions of law.
Full text
_________________________________________________________________________________ Settlement Order in respect of Arihant Capital Markets Limited Page 2 of 3
_________________________________________________________________________________ Settlement Order in respect of Arihant Capital Markets Limited Page 3 of 3
Intermediaries Regulations read with regulation 16 of the Intermediaries Regulations, alleged to have been committed by the noticee.
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:SO/EFD2/2023-24/7139. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.