sebi:SO/EFD-2/SD/304/SEP/2019

SEBI · SEBI · 2016-06-10 · S.K. Mohanty, Whole Time Member; Ananta Barua, Whole Time Member

This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.

Facts / Headnote

settled

Provisions invoked

Regulations

Parties

Holding

The suo motu settlement application filed by Goldman Sachs (Singapore) Pte. for incorrect monthly ODI reporting was settled upon payment of Rs. 25,35,000, and SEBI shall not initiate enforcement action against the applicant for the stated defaults.

Full text

Settlement order in respect of Goldman Sachs (Singapore) Pte. in the matter of incorrect monthly reporting in respect of offshore derivative instruments (ODI) monthly reports. Page 1 of 3

Settlement order in respect of Goldman Sachs (Singapore) Pte. in the matter of incorrect monthly reporting in respect of offshore derivative instruments (ODI) monthly reports. Page 2 of 3

Settlement order in respect of Goldman Sachs (Singapore) Pte. in the matter of incorrect monthly reporting in respect of offshore derivative instruments (ODI) monthly reports. Page 3 of 3

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Source: SecMarx — sebi:SO/EFD-2/SD/304/SEP/2019. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.