sebi:SO/EFD-2/SD/246/NOV/2018
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Facts / Headnote
Disposed of via settlement
Regulations
- Reg. 17
- Reg. 15
Parties
- SQS Software Quality Systems, AG
Holding
In terms of regulations 15 and 19 of the Settlement Regulations, this order disposes of the proceedings that may be initiated against SQS Software Quality Systems, AG for the defaults mentioned above.
Full text
Settlement order in the matter of SQS Software Quality Systems, AG Page 2 of 2 applicant for the said defaults. 6. In view of the above, in terms of regulations 15 and 19 of the Settlement Regulations, it is hereby ordered that:
i. this order disposes of the proceedings that may be initiated for the defaults as mentioned above, in respect of the applicant and;
ii. passing of this order is without prejudice to the right of SEBI to take enforcement actions including commencing proceedings against the applicant, if SEBI finds that:
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Source: SecMarx — sebi:SO/EFD-2/SD/246/NOV/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.