sebi:SO/EFD-2/SD/187/JAN/2018

SEBI · SEBI · 2018-01-29 · G. Mahalingam, Madhabi Puri Buch (Whole Time Members)

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Proceedings that may be initiated for the default disposed of in respect of the applicant by settlement

Regulations relied on

Parties

Holding

This order disposes of the proceedings that may be initiated for the default in respect of the applicant.

Full text

Settlement order in the matter of ABC Holding Pvt. Limited Page 2 of 2 the said default. 6. In view of the above, in terms of regulations 15 and 19 of the Settlement Regulations, it is hereby ordered that:

i. this order disposes of the proceedings that may be initiated for the default as mentioned above, in respect of the applicant and;

ii. passing of this order is without prejudice to the right of SEBI to take enforcement actions including commencing proceedings against the applicant, if SEBI finds that:

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Source: SecMarx — sebi:SO/EFD-2/SD/187/JAN/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.