sebi:SO/BS/KH/2024-25/7370
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Facts / Headnote
Adjudication proceedings disposed of via settlement under Section 15JB read with Regulation 23(1) upon payment of settlement amount
Provisions invoked
- s. 15J
Regulations
- Reg. 25
- Reg. 28
- Reg. 23(1)
- Reg. 38
- Reg. 48(2)
Parties
- Canara Robeco Asset Management Company Ltd
Holding
The adjudication proceedings initiated against Canara Robeco Asset Management Company Ltd vide SCN No.SEBI/EAD-1/SM/DP/52433/1/22 dated October 14, 2022 were disposed of in terms of Section 15JB of the SEBI Act read with Regulation 23(1) of the Settlement Regulations on the basis of the settlement terms.
Full text
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of Rule 4 of the Adjudication Rules, 1995 calling upon the Noticee to show cause why an inquiry should not be held and penalty not be imposed, under Sections 15E and 15HB of the SEBI Act for the following violations:
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Source: SecMarx — sebi:SO/BS/KH/2024-25/7370. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.