sebi:SO/BS/DP/2023-24/7057-7064
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings disposed of on the basis of settlement terms
Provisions invoked
- s. 15
- s. 15J
- s. 15E
Regulations
- Reg. 3
- Reg. 25
- Reg. 28
- Reg. 23(1)
- Reg. 18(c)
- Reg. 18(a)
Parties
- UNIFI AIF
Holding
The adjudication proceedings initiated against the Noticees vide SCN No. SEBI/EAD-1/SM/DP/534886/2022 dated October 19, 2022 are disposed of in terms of section 15JB of the SEBI Act read with regulation 23(1) of the Settlement Regulations on the basis of the settlement terms, upon payment of ₹38,00,000/-.
Full text
------------------------------------------------------------------------------------------------------------- Settlement Order in the matter of UNIFI AIF, a category III Alternative Investment Fund Page 2 of 4
------------------------------------------------------------------------------------------------------------- Settlement Order in the matter of UNIFI AIF, a category III Alternative Investment Fund Page 3 of 4
------------------------------------------------------------------------------------------------------------- Settlement Order in the matter of UNIFI AIF, a category III Alternative Investment Fund Page 4 of 4
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:SO/BS/DP/2023-24/7057-7064. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.