sebi:SO/BM/JR/2022-23/6909
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Facts / Headnote
Adjudication proceedings disposed of pursuant to settlement
Provisions invoked
- s. 15H
- s. 15J
Regulations
- Reg. 25
- Reg. 28
- Reg. 23(1)
Parties
- BNP Paribas Arbitrage
Holding
The adjudication proceedings initiated against BNP Paribas Arbitrage by SCN dated March 25, 2022 are disposed of in terms of section 15JB of the SEBI Act read with regulation 23(1) of the Settlement Regulations on the basis of the settlement terms, upon payment of INR 25,08,000/-.
Full text
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imposed, under section 15HB of SEBI Act for the alleged violation of the aforesaid provisions. 4. Pending Adjudication Proceedings, the Noticee proposed to settle the instant proceedings initiated against it, without admitting or denying the findings of
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Source: SecMarx — sebi:SO/BM/JR/2022-23/6909. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.