sebi:SO/BM/GN/2024-25/7734-35
Facts / Headnote
Adjudication and Enquiry proceedings disposed of on settlement without admitting or denying findings
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15J
- s. 23I
- s. 23J
- s. 23D
Regulations relied on
- SCRR, 1957
- SEBI (Intermediaries) Regulations, 2008
- SEBI (Settlement Proceedings) Regulations, 2018
- SEBI (Stock Brokers) Regulations, 1992
Parties
- Angel One Limited
Holding
The adjudication proceedings initiated vide SCN dated March 12, 2024 and enquiry proceedings initiated vide SCN dated March 12, 2024 against Angel One Limited are disposed of on settlement basis upon payment of Rs. 5,74,56,000 without admitting or denying findings of facts and conclusions of law.
Full text
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Source: SecMarx — sebi:SO/BM/GN/2024-25/7734-35. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.