sebi:SO/BM/DS/2024-25/7950
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Facts / Headnote
Adjudication proceedings disposed of on settlement basis without admitting or denying findings
Provisions invoked
- s. 15A
- s. 15
- s. 15H
- s. 15J
Regulations
- Reg. 10
- Reg. 25
- Reg. 28
- Reg. 23(1)
- Reg. 23
- Reg. 3(1)
- Reg. 22(1)(c)
- Reg. 22(1)(a)
- Reg. 7(5)
- Reg. 5(a)
Parties
- Wilmington Trust Collective Investment Trust - Lazard/Wilmington ACW Ex-US Equity Advantage Fund
Holding
The instant adjudication proceedings initiated against Wilmington Trust Collective Investment Trust - Lazard/Wilmington ACW Ex-US Equity Advantage Fund are disposed of in terms of section 15JB of the SEBI Act read with regulation 23(1) of the Settlement Regulations on the basis of settlement terms upon payment of Rs 64,35,000, without admitting or denying findings of facts and conclusions of law.
Full text
Settlement Order in respect of Wilmington Trust Collective Investment Trust - Lazard/Wilmington ACW Ex-US Equity Advantage Fund Page 2 of 4
Settlement Order in respect of Wilmington Trust Collective Investment Trust - Lazard/Wilmington ACW Ex-US Equity Advantage Fund Page 3 of 4
Settlement Order in respect of Wilmington Trust Collective Investment Trust - Lazard/Wilmington ACW Ex-US Equity Advantage Fund Page 4 of 4
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Source: SecMarx — sebi:SO/BM/DS/2024-25/7950. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.