sebi:SO/AN/SM/2024-25/8101
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Facts / Headnote
Adjudication proceedings disposed of in terms of Section 15JB read with Regulation 23(1) upon settlement
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15J
Regulations
- Reg. 10
- Reg. 25
- Reg. 28
- Reg. 23(1)
- Reg. 13(2)(c)
Parties
- HDFC Securities Limited
Holding
The adjudication proceedings initiated against HDFC Securities Limited vide SCN No. SEBI/EAD/BM/DS/25507/1/2024 dated August 08, 2024 are hereby disposed of in terms of Section 15JB of the SEBI Act, 1992 read with Regulation 23(1) of the SEBI (Settlement Proceedings) Regulations, 2018.
Full text
________________________________________________________________ Settlement Order in the matter of HDFC Securities Limited
________________________________________________________________ Settlement Order in the matter of HDFC Securities Limited
________________________________________________________________ Settlement Order in the matter of HDFC Securities Limited
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Source: SecMarx — sebi:SO/AN/SM/2024-25/8101. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.