sebi:SO/AK/DS/2024-25/7953
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Facts / Headnote
Disposed of
Provisions invoked
- s. 15
- s. 15H
- s. 15J
Regulations
- Reg. 25
- Reg. 28
- Reg. 23(1)
Parties
- ICICI Securities Limited
Holding
The adjudication proceedings initiated against ICICI Securities Limited vide SCN dated May 17, 2024 is disposed of in terms of section 15JB of the SEBI Act read with regulation 23(1) of the Settlement Regulations upon payment of settlement amount of INR 40,20,000.
Full text
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Pursuant to the transfer of Mr. Shashi Kumar Valsakumar, vide communique dated July 29, 2024, Ms. Asha Shetty was appointed as AO in the matter. Subsequently, vide communique dated December 18, 2024, undersigned was appointed as AO in the matter.
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Source: SecMarx — sebi:SO/AK/DS/2024-25/7953. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.