sebi:SO/AA/MS/2024-25/7496
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Facts / Headnote
Proceedings disposed of on settlement terms without admission or denial of findings; SEBI shall not initiate further enforcement action for the said violations.
Provisions invoked
- s. 19
- s. 15J
Regulations
- Reg. 4
- Reg. 4(1)
- Reg. 10
- Reg. 25
- Reg. 28
- Reg. 15
- Reg. 23
- Reg. 10(a)
- Reg. 199
- Reg. 34(1)
- Reg. 15(1)
- Reg. 18(4)(d)
- Reg. 9A(1)(e)
- Reg. 11(a)
- Reg. 25(6)
- Reg. 23A(1)
- Reg. 202
Parties
- Invesco Asset Management (India) Private Limited
- Mr. Saurabh Nanavati
- Mr. Sujoy Das
- Mr. Nitish Sikand
- Mr. Krishna Cheemalapati
- Mr. Suresh Jakhotiya
Holding
SEBI disposed of the proceedings initiated against the applicants pursuant to a Show Cause Notice dated August 09, 2023, on settlement terms, with SEBI agreeing not to initiate any other enforcement action against the applicants for the said violations.
Full text
Settlement Order in the matter of Invesco Asset Management (India) Private Limited _____________________________________________________________________________________
Settlement Order in the matter of Invesco Asset Management (India) Private Limited _____________________________________________________________________________________
Settlement Order in the matter of Invesco Asset Management (India) Private Limited _____________________________________________________________________________________
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Source: SecMarx — sebi:SO/AA/MS/2024-25/7496. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.