sebi:SO/AA/EFD2/2024-25/7200-7203
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Facts / Headnote
Proceedings initiated vide Show Cause Notice dated April 11, 2023 disposed of by settlement without admitting or denying findings of fact and conclusions of law, on payment of settlement amounts and disgorgement and voluntary debarment.
Provisions invoked
- s. 11
- s. 19
- s. 12A
- s. 15H
- s. 15J
Regulations
- Reg. 2(1)(c)
- Reg. 10
- Reg. 25
- Reg. 28
- Reg. 15
- Reg. 3(a)
- Reg. 23
Parties
- Mr. Bhavin Pankaj Doshi
- Maxgrow Fintrade Pvt. Ltd.
- Mr. Nitesh Kumar Jain
- Mr. Atish Shah
Holding
The proceedings initiated against the four Applicants vide Show Cause Notice dated April 11, 2023 for alleged front-running violations are disposed of by settlement without admitting or denying findings, on the approved monetary and non-monetary settlement terms.
Full text
Settlement Order in the matter of suspected front running activities by Maxgrow Fintrade Pvt. Ltd. and Mr. Bhavin Pankaj Doshi
Settlement Order in the matter of suspected front running activities by Maxgrow Fintrade Pvt. Ltd. and Mr. Bhavin Pankaj Doshi
Settlement Order in the matter of suspected front running activities by Maxgrow Fintrade Pvt. Ltd. and Mr. Bhavin Pankaj Doshi
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Source: SecMarx — sebi:SO/AA/EFD2/2024-25/7200-7203. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.