sebi:SO//PSD/2024-25/8047
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Facts / Headnote
Disposed of as per settlement terms upon payment of settlement amount
Provisions invoked
- s. 19
- s. 15H
- s. 15J
- s. 11B(2)
Regulations
- Reg. 9(f)
- Reg. 10
- Reg. 25
- Reg. 28
- Reg. 23
Holding
The proceedings initiated against the Applicant vide SCN dated June 27, 2024 are disposed of in terms of the approved settlement upon payment of Rs. 11,37,500 without admitting or denying the findings of fact and conclusions of law.
Full text
Settlement Order in the matter of trading activities of certain entities in the scrip of Atlantaa Limited _____________________________________________________________________________________
Settlement Order in the matter of trading activities of certain entities in the scrip of Atlantaa Limited _____________________________________________________________________________________
Page 2 of 3 3. In view of the above, it was alleged that the Applicant had violated Clause A(2) and (5) of Code of Conduct as specified in Schedule II under regulation 9(f) of SEBI (Stock Brokers) Regulations, 1992.
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Source: SecMarx — sebi:SO//PSD/2024-25/8047. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.