sebi:SEBI/HO/IMD/IMD-RAC-3/P/CIR/2025/125
Provisions invoked
- s. 45
- s. 89
- s. 28
- s. 111A
- s. 74
- s. 2(31)
- s. 48
- s. 70
- s. 112A
- s. 47
- s. 87A
- s. 115A
- s. 115E
- s. 115C
- s. 50A
Regulations relied on
Holding
This is not a judicial or quasi-judicial order but a draft standard template disclosure document for Portfolio Management Services prepared in accordance with the SEBI (Portfolio Managers) Regulations, 2020, structured into a static Part-I (11 parameters) and a dynamic Part-II (parameters 12-16).
Full text
3 Annexure-1 Classification of sixteen parameters of Model Disclosure document Part-I Static section: Sl. No. Parameter 1 Disclaimer clause 2 Definitions 3 Description 4 Penalties, pending litigation or proceedings, findings of inspection or investigation for which action may have been taken or initiated by any regulatory authority. 5 Services offered 6 Risk factors 7 Nature of Expenses 8 Taxation 9 Accounting policies 10 Investors services 11 Details of the diversification policy of the portfolio manager
4 DRAFT STANDARD TEMPLATE DISCLOSURE DOCUMENT PORTFOLIO MANAGEMENT SERVICES
5 PART-I- Static Section 1. Disclaimer Clause This Document has been prepared in accordance with the SEBI (Portfolio Managers) Regulations, 2020 and filed with SEBI. This Document has neither been approved nor disapproved by SEBI nor has SEBI certified the accuracy or adequacy of the contents of this Document.
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Source: SecMarx — sebi:SEBI/HO/IMD/IMD-RAC-3/P/CIR/2025/125. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.