sebi:RA/DPS/158-160/2017
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Facts / Headnote
Penalties imposed under Section 15A(b) of the SEBI Act for violations of PIT Regulations and SAST Regulations
Provisions invoked
- s. 15A
- s. 15
- s. 15I
- s. 15J
- s. 15F
Regulations
- Reg. 13
- Reg. 13(1)
- Reg. 13(3)
- Reg. 13(4)
- Reg. 13(5)
- Reg. 29(2)
- Reg. 29(3)
- Reg. 29
- Reg. 29(1)
Parties
- Naresh Laxminarayan Grover
- Anupam Narain Gupta
- Triyamb Securities Pvt. Ltd.
Holding
Noticee No.1 violated regulation 13(1) of PIT Regulations and regulation 29(1) read with 29(3) of SAST Regulations, and Noticee Nos.2 and 3 violated regulation 13 and regulation 29 of PIT and SAST Regulations as alleged. Monetary penalty totaling Rs.31 lakh was imposed under Section 15A(b) of the SEBI Act.
Full text
Adjudication Order in respect of 1) Naresh Laxminarayan Grover, 2) Anupam Narain Gupta and 3) Triyamb Securities Pvt. Ltd. Page 2 of 21
Adjudication Order in respect of 1) Naresh Laxminarayan Grover, 2) Anupam Narain Gupta and 3) Triyamb Securities Pvt. Ltd. Page 3 of 21
Adjudication Order in respect of 1) Naresh Laxminarayan Grover, 2) Anupam Narain Gupta and 3) Triyamb Securities Pvt. Ltd. Page 4 of 21
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Source: SecMarx — sebi:RA/DPS/158-160/2017. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.