sebi:QJA/SS/MIRSD/MIRSD-SEC-2/31505/2025-26
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Facts / Headnote
Show Cause Notice dated February 21, 2025 disposed of without any further action/direction
Provisions invoked
- s. 19
- s. 15I
- s. 12(3)
Regulations
- Reg. 27
- Reg. 26(1)
Parties
- Anand Rathi Share and Stock Brokers Limited
Holding
The Show Cause Notice dated February 21, 2025 issued to Anand Rathi Share and Stock Brokers Limited under the Intermediaries Regulations is disposed of without any further action or direction, holding that the monetary penalty of Rs. 5,00,000 imposed by Adjudicating Officer order dated January 30, 2025 is commensurate with the violations.
Full text
Order in the matter of Anand Rathi Share and Stock Brokers Limited _____________________________________________________________________________________
Order in the matter of Anand Rathi Share and Stock Brokers Limited _____________________________________________________________________________________
Order in the matter of Anand Rathi Share and Stock Brokers Limited _____________________________________________________________________________________
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Source: SecMarx — sebi:QJA/SS/MIRSD/MIRSD-SEC-2/31505/2025-26. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.