sebi:QJA/PR/WRO/WRO/23193/2022-23
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Noticee prohibited from taking up any new assignment or contract or launch a new scheme till March 15, 2023, with immediate effect
Provisions invoked
- s. 19
- s. 12
- s. 12(3)
Regulations
- Reg. 7
- Reg. 3
- Reg. 2(1)(c)
- Reg. 16
- Reg. 19
- Reg. 27
- Reg. 27(5)
- Reg. 26
- Reg. 17(a)
- Reg. 16(e)
- Reg. 25(1)
- Reg. 27(1)
- Reg. 7(2)
- Reg. 16(a)
Parties
- Capital Stars Financial Research Private Limited
Holding
The Noticee, Capital Stars Financial Research Private Limited (INA000001647), was found to have violated IA, RA and PFUTP provisions and was prohibited from taking up any new assignment or contract or launch a new scheme till March 15, 2023.
Full text
__________________________________________________________________________________________ Order in the matter of M/s Capital Stars Financial Research Private Limited Page 2 of 18
__________________________________________________________________________________________ Order in the matter of M/s Capital Stars Financial Research Private Limited Page 3 of 18
__________________________________________________________________________________________ Order in the matter of M/s Capital Stars Financial Research Private Limited Page 4 of 18
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:QJA/PR/WRO/WRO/23193/2022-23. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.