sebi:QJA/PR/MIRSD/DOP/25909/2023-24
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Facts / Headnote
Certificate of Registration bearing No. INZ000028833 of Daga Commodities Private Limited cancelled
Provisions invoked
- s. 19
- s. 11(4)
- s. 11B
- s. 12
- s. 27
- s. 12(3)
- s. 154
- s. 131B
Regulations
- Reg. 6
- Reg. 8
- Reg. 28(2)
- Reg. 9
- Reg. 7
- Reg. 9(b)
- Reg. 28
- Reg. 27
- Reg. 28(1)
- Reg. 25(1)
- Reg. 5(e)
- Reg. 17
Parties
- Daga Commodities Private Limited
Holding
Certificate of Registration No. INZ000028833 of Daga Commodities Private Limited as a stock broker is cancelled under Section 12(3) and Section 19 of the SEBI Act read with regulation 27 of the Intermediaries Regulations on the ground that it is no longer a 'fit and proper person'.
Full text
__________________________________________________________________________________________ Order in respect of Daga Commodities Private Limited in the matter of National Spot Exchange Limited Page 2 of 30
__________________________________________________________________________________________ Order in respect of Daga Commodities Private Limited in the matter of National Spot Exchange Limited Page 3 of 30
__________________________________________________________________________________________ Order in respect of Daga Commodities Private Limited in the matter of National Spot Exchange Limited Page 4 of 30
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Source: SecMarx — sebi:QJA/PR/MIRSD/DOP/25909/2023-24. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.