sebi:QJA/PR/MIRSD/DOP/22878/2022-23
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Facts / Headnote
Certificate of Registration No. INZ000037136 of Corptree Commodities Pvt. Ltd. cancelled with immediate effect.
Provisions invoked
- s. 19
- s. 11(4)
- s. 11B
- s. 12
- s. 27
- s. 12(3)
- s. 154
- s. 131B
Regulations
- Reg. 6
- Reg. 28(2)
- Reg. 9
- Reg. 7
- Reg. 9(b)
- Reg. 28
- Reg. 27
- Reg. 28(1)
- Reg. 25(1)
- Reg. 5(e)
Parties
- Corptree Commodities Pvt. Ltd.
Holding
The Noticee, Corptree Commodities Pvt. Ltd., is not a 'fit and proper person' under Schedule II of the SEBI (Intermediaries) Regulations, 2008, having traded in 'paired contracts' on the NSEL platform in violation of the 2007 Exemption Notification and the FCRA, and its Certificate of Registration No. INZ000037136 is cancelled.
Full text
__________________________________________________________________________________________ Order in respect of Corptree Commodities Pvt. Ltd. in the matter of National Spot Exchange Limited Page 2 of 27
__________________________________________________________________________________________ Order in respect of Corptree Commodities Pvt. Ltd. in the matter of National Spot Exchange Limited Page 3 of 27
__________________________________________________________________________________________ Order in respect of Corptree Commodities Pvt. Ltd. in the matter of National Spot Exchange Limited Page 4 of 27
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Source: SecMarx — sebi:QJA/PR/MIRSD/DOP/22878/2022-23. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.