sebi:QJA/GR/WRO/WRO/30082/2023-24
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Facts / Headnote
Cancellation of Certificate of Registration
Provisions invoked
- s. 19
- s. 15H
- s. 15C
- s. 12(3)
Regulations
- Reg. 9
- Reg. 15
- Reg. 5
- Reg. 14(3)
- Reg. 13(a)
- Reg. 23
- Reg. 28
- Reg. 27
- Reg. 26(1)
- Reg. 26
- Reg. 13(b)
- Reg. 27(4)
- Reg. 25(1)
- Reg. 6(n)
Parties
- Mr. Prashant Gole (Proprietor of M/s Capital Grow Financial Services)
Holding
The Certificate of Registration of Mr. Prashant Gole (Proprietor of M/s Capital Grow Financial Services), SEBI registration No. INA000001480, as an Investment Adviser is cancelled with immediate effect.
Full text
__________________________________________________________________________________ Enquiry Order in the matter of Mr. Prashant Gole (Proprietor of M/s. Capital Grow Financial Services) Page 2 of 12
__________________________________________________________________________________ Enquiry Order in the matter of Mr. Prashant Gole (Proprietor of M/s. Capital Grow Financial Services) Page 3 of 12
__________________________________________________________________________________ Enquiry Order in the matter of Mr. Prashant Gole (Proprietor of M/s. Capital Grow Financial Services) Page 4 of 12
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Source: SecMarx — sebi:QJA/GR/WRO/WRO/30082/2023-24. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.