sebi:QJA/GR/MIRSD/MIRSD-SEC-6/30623/2024-25
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Facts / Headnote
Enquiry proceedings against Eureka Stock & Share Broking Services Limited disposed of without any adverse action under Regulation 26(1) of SEBI (Intermediaries) Regulations, 2008
Provisions invoked
- s. 19
- s. 12
- s. 23D
- s. 12(3)
Regulations
- Reg. 199
- Reg. 23
- Reg. 27
- Reg. 26(1)
- Reg. 25(1)
- Reg. 27(1)
Parties
- Eureka Stock & Share Broking Services Limited
Holding
The enquiry proceedings initiated against Eureka Stock & Share Broking Services Limited (INZ000169839) for alleged misutilisation of clients' funds were disposed of without any adverse action.
Full text
________________________________________________________________________________ Enquiry Order in the matter of Eureka Stock & Share Broking Services Limited Page 2 of 17
________________________________________________________________________________ Enquiry Order in the matter of Eureka Stock & Share Broking Services Limited Page 3 of 17
________________________________________________________________________________ Enquiry Order in the matter of Eureka Stock & Share Broking Services Limited Page 4 of 17
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Source: SecMarx — sebi:QJA/GR/MIRSD/MIRSD-SEC-6/30623/2024-25. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.