sebi:QJA/GR/MIRSD/MIRSD-SEC-4/30011/2023-24
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Facts / Headnote
Cancellation of Certificate of Registration
Provisions invoked
- s. 15A
- s. 19
- s. 12(3)
- s. 15E
Regulations
- Reg. 7
- Reg. 25
- Reg. 14
- Reg. 29(1)
- Reg. 29
- Reg. 27
- Reg. 7(2)
- Reg. 24
- Reg. 27(4)
- Reg. 25(1)
Parties
- Gaurav Sarda
Holding
The Certificate of Registration of Gaurav Sarda (INH000007845) as Research Analyst was cancelled. The Noticee was found to have violated Regulations 7(2), 24(5), 25(1) and 25(2) and 29(1) and 29(2) of the RA Regulations.
Full text
__________________________________________________________________________________ Enquiry Order in the matter of Gaurav Sarda, Research Analyst Page 2 of 12
__________________________________________________________________________________ Enquiry Order in the matter of Gaurav Sarda, Research Analyst Page 3 of 12
__________________________________________________________________________________ Enquiry Order in the matter of Gaurav Sarda, Research Analyst Page 4 of 12
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Source: SecMarx — sebi:QJA/GR/MIRSD/MIRSD-SEC-4/30011/2023-24. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.