sebi:QJA/GR/MIRSD/MIRSD-SEC-2/30163/2023-24
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Provisions invoked
- s. 19
- s. 12A
- s. 12(3)
Regulations
- Reg. 4
- Reg. 16
- Reg. 9
- Reg. 4(2)
- Reg. 15
- Reg. 16(2)
- Reg. 7(2)
- Reg. 24
- Reg. 23
- Reg. 19
- Reg. 4(2)(k)
- Reg. 25(3)
- Reg. 27
- Reg. 26
- Reg. 4(2)(s)
- Reg. 25(1)
- Reg. 32
- Reg. 24(2)
- Reg. 4(2)(o)
- Reg. 13(i)
Parties
- Harinder Kumar Sahu
Holding
The Noticee, Harinder Kumar Sahu, Research Analyst, was found to have violated multiple provisions of the SEBI (Research Analysts) Regulations, 2014 and the PFUTP Regulations, with the Designated Authority recommending suspension of his certificate of registration as a Research Analyst for 3 months.
Full text
__________________________________________________________________________________ Order in the matter of Harinder Kumar Sahu, Research Analyst Page 2 of 32
__________________________________________________________________________________ Order in the matter of Harinder Kumar Sahu, Research Analyst Page 3 of 32
__________________________________________________________________________________ Order in the matter of Harinder Kumar Sahu, Research Analyst Page 4 of 32
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:QJA/GR/MIRSD/MIRSD-SEC-2/30163/2023-24. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.