sebi:QJA/GR/IVD/ID4/30520/2024-25
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Facts / Headnote
Proceedings initiated against the Noticees vide SCN dated May 03, 2023 disposed of without issuance of any directions.
Provisions invoked
- s. 19
- s. 11(1)
- s. 12A
- s. 11B(1)
Regulations
- Reg. 3(a)
Parties
- Sanjay Chandra
- Ajay Chandra
Holding
The alleged violations of Regulations 3(a), (b), (d) and 4(2)(f) of PFUTP Regulations, 2003 and Section 12A(a) and 12A(c) of SEBI Act, 1992 against Sanjay Chandra and Ajay Chandra were held not established, and the proceedings were disposed of without any directions.
Full text
_________________________________________________________________________________ Order in the matter of routing of funds to the Indian Securities Market using overseas bank accounts with UBS AG by Sanjay Chandra and Ajay Chandra
_________________________________________________________________________________ Order in the matter of routing of funds to the Indian Securities Market using overseas bank accounts with UBS AG by Sanjay Chandra and Ajay Chandra
_________________________________________________________________________________ Order in the matter of routing of funds to the Indian Securities Market using overseas bank accounts with UBS AG by Sanjay Chandra and Ajay Chandra
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Source: SecMarx — sebi:QJA/GR/IVD/ID4/30520/2024-25. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.