sebi:QJA/BS/MIRSD/MIRSD-SEC-6/32251/2025-26
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Facts / Headnote
Violations established against the Noticee under PFUTP Regulations, RA Regulations, and SEBI Circulars; penalties imposed (details not fully specified in excerpt)
Provisions invoked
- s. 19
- s. 12
Regulations
- Reg. 3
- Reg. 4
- Reg. 25
- Reg. 2
- Reg. 3(a)
- Reg. 2(1)
- Reg. 4(2)(k)
- Reg. 27
- Reg. 26(1)
- Reg. 26
- Reg. 24(2)
- Reg. 25(1)
- Reg. 25(2)
Parties
- Streetgains Research Services - Research Analyst (Proprietor - Kumar Venkataramegowda Santhosh)
Holding
The Noticee was found to have violated the RA Regulations and PFUTP Regulations by assuring returns to clients in 6 of 11 instances, advertising past performance on social media, encouraging sale of unsuitable products through incentives, and failing to digitally sign research reports maintained in electronic form.
Full text
Order in respect of Streetgains Research Services – Research Analyst (Proprietor - Kumar Venkataramegowda Santhosh). Page 2 of 41
Order in respect of Streetgains Research Services – Research Analyst (Proprietor - Kumar Venkataramegowda Santhosh). Page 3 of 41
Order in respect of Streetgains Research Services – Research Analyst (Proprietor - Kumar Venkataramegowda Santhosh). Page 4 of 41
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Source: SecMarx — sebi:QJA/BS/MIRSD/MIRSD-SEC-6/32251/2025-26. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.