sebi:QJA/AS/WRO/WRO/28126/2023-24
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Facts / Headnote
Certificate of Registration No. INA100010545 of Noticee 1 cancelled; no directions issued against Noticee 2 in these proceedings
Provisions invoked
- s. 19
- s. 12A
- s. 12(3)
Regulations
- Reg. 7
- Reg. 2(1)(c)
- Reg. 3(a)
- Reg. 7(2)
- Reg. 3(1)
- Reg. 23
- Reg. 24
- Reg. 25
- Reg. 27
- Reg. 15(9)
- Reg. 27(1)
- Reg. 26(1)(v)
Parties
- Ms. Sonika Namdharani, Proprietor of M/s Fincap Research Investment Advisor
- Mr. Mahavir Prasad Mundra
Holding
The Certificate of Registration (bearing no. INA100010545) of Ms. Sonika Namdharani, Proprietor of M/s Fincap Research Investment Advisor, was cancelled under Regulation 27 of the Intermediaries Regulations, while no directions were issued against Mr. Mahavir Prasad Mundra in these proceedings.
Full text
__________________________________________________________________________________ Order in the matter of Enquiry proceedings against Ms. Sonika Namdharani, Proprietor of M/s Fincap Research Investment Advisor
__________________________________________________________________________________ Order in the matter of Enquiry proceedings against Ms. Sonika Namdharani, Proprietor of M/s Fincap Research Investment Advisor
__________________________________________________________________________________ Order in the matter of Enquiry proceedings against Ms. Sonika Namdharani, Proprietor of M/s Fincap Research Investment Advisor
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Source: SecMarx — sebi:QJA/AS/WRO/WRO/28126/2023-24. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.