sebi:QJA/ARB/MIRSD/DOP/29138/2023-24
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Facts / Headnote
Cancellation of Certificate of Registration bearing No. INZ000035839 with immediate effect
Provisions invoked
- s. 11
- s. 19
- s. 11(4)
- s. 11B
- s. 12
- s. 27
- s. 154
- s. 131B
- s. 29A(2)
Regulations
- Reg. 6
- Reg. 9(f)
- Reg. 5(e)
- Reg. 28(2)
- Reg. 9
- Reg. 7
- Reg. 28
- Reg. 25
- Reg. 27
- Reg. 26
- Reg. 28(1)
- Reg. 9(b)
- Reg. 2(1)(k)
- Reg. 202
- Reg. 25(6)
Parties
- Pulin Comtrade Limited (earlier known as SMC Comtrade Limited)
Holding
The Certificate of Registration (No. INZ000035839) of Pulin Comtrade Limited as a stock broker is cancelled as the noticee is not a fit and proper person to hold/continue registration, its continuance being detrimental to the interest of the securities market.
Full text
_________________________________________________________________________________________ Order in respect of Pulin Comtrade Limited (earlier known as SMC Comtrade Limited) in the matter of National Spot Exchange Limited
_________________________________________________________________________________________ Order in respect of Pulin Comtrade Limited (earlier known as SMC Comtrade Limited) in the matter of National Spot Exchange Limited
_________________________________________________________________________________________ Order in respect of Pulin Comtrade Limited (earlier known as SMC Comtrade Limited) in the matter of National Spot Exchange Limited
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Source: SecMarx — sebi:QJA/ARB/MIRSD/DOP/29138/2023-24. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.