sebi:QJA/AA/MIRSD/DOP/23246/2022-23
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Provisions invoked
- s. 19
- s. 11(4)
- s. 11B
- s. 27
- s. 12(3)
- s. 154
Regulations
- Reg. 6
- Reg. 27
- Reg. 9
- Reg. 7
- Reg. 9(b)
- Reg. 28
- Reg. 28(1)
- Reg. 25(1)
- Reg. 5(e)
Parties
- Hedge Commodities Limited
Holding
The Noticee, by participating in and facilitating client trades in NSEL paired contracts in violation of the June 05, 2007 Exemption Notification, was held to fail the integrity, due diligence and fit and proper standard under Regulation 5(e) of the Stock Broker Regulations read with Schedule II of the Intermediaries Regulations.
Full text
___________________________________________________________________________ Page 2 of 28 Order in respect of Hedge Commodities Limited in the matter of trading on the National Spot Exchange Limited
___________________________________________________________________________ Page 3 of 28 Order in respect of Hedge Commodities Limited in the matter of trading on the National Spot Exchange Limited
___________________________________________________________________________ Page 4 of 28 Order in respect of Hedge Commodities Limited in the matter of trading on the National Spot Exchange Limited
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Source: SecMarx — sebi:QJA/AA/MIRSD/DOP/23246/2022-23. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.