sebi:PM/NR/2021-22/12224
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Facts / Headnote
Noticee held liable for violating Section 12A(e) of the SEBI Act and Regulation 4(1) of the SEBI (PFUTP) Regulations, 2003; monetary penalty imposed under Section 15HA of the SEBI Act
Provisions invoked
- s. 15
- s. 19
- s. 12A
- s. 12
- s. 15H
- s. 15J
Regulations
- Reg. 4
- Reg. 3
- Reg. 2(1)(c)
- Reg. 4(1)
- Reg. 200
- Reg. 2
- Reg. 3(a)
- Reg. 4(2)(q)
Parties
- Mywish Marketplaces Pvt., Ltd.
Holding
The Noticee, Mywish Marketplaces Pvt. Ltd., was held to have violated Section 12A(e) of the SEBI Act and Regulation 4(1) of the SEBI (PFUTP) Regulations, 2003 by redeeming units of FT-MF debt schemes while in possession of non-public information about stress in those schemes, and was held liable for monetary penalty under Section 15HA of the SEBI Act.
Full text
Adjudication Order in respect of Mywish Marketplaces Pvt., Ltd., in the matter of inspection of Six debt schemes of Franklin Templeton Mutual Fund
Adjudication Order in respect of Mywish Marketplaces Pvt., Ltd., in the matter of inspection of Six debt schemes of Franklin Templeton Mutual Fund
Adjudication Order in respect of Mywish Marketplaces Pvt., Ltd., in the matter of inspection of Six debt schemes of Franklin Templeton Mutual Fund
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Source: SecMarx — sebi:PM/NR/2021-22/12224. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.