sebi:PKB/AO-138/2009
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Disposed without imposition of penalty
Provisions invoked
- s. 15A
- s. 15
Regulations
- Reg. 199
- Reg. 14(1)
- Reg. 6(3)
Parties
- Smt. Superna Dhiman
Holding
The adjudication proceedings against Smt. Superna Dhiman for alleged violation of Regulation 6(3) for the year 1997 were disposed of without penalty, as the promoter had made the disclosure for himself and on behalf of the noticee who was only a PAC.
Full text
Adjudication Order in respect of Smt. Superna Dhiman in the matter of M/s Madan Financial Services Limited Page 2 of 6 10/28/2009
Adjudication Order in respect of Smt. Superna Dhiman in the matter of M/s Madan Financial Services Limited Page 3 of 6 10/28/2009 and by person(s) acting in concert with him in that company, to the company.
Adjudication Order in respect of Smt. Superna Dhiman in the matter of M/s Madan Financial Services Limited Page 4 of 6 10/28/2009
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Source: SecMarx — sebi:PKB/AO-138/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.