sebi:PKB/AO-111/2009

SEBI · SEBI · 2004-12-08 · P. K. Bindlish, Adjudicating Officer

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Facts / Headnote

Violation not established; matter disposed of without penalty

Provisions invoked

Parties

Holding

The alleged violation of Sections 11C (3) and 11C (5) of the SEBI Act, 1992 by Smt. Indumati Goda was not established and the adjudication matter was accordingly disposed of without penalty.

Full text

Adjudication Order In Respect of Smt Indumati Goda 9/22/2009 In The Matter of I.T. Microsystems (India) Ltd. Page 2 of 8

Adjudication Order In Respect of Smt Indumati Goda 9/22/2009 In The Matter of I.T. Microsystems (India) Ltd. Page 3 of 8 SHOW CAUSE NOTICE, REPLY AND HEARING

Adjudication Order In Respect of Smt Indumati Goda 9/22/2009 In The Matter of I.T. Microsystems (India) Ltd. Page 4 of 8 residence since the year 1989. She also submitted that she was a housewife aged 74, a law-abiding citizen who had not violated any Rules, Regulations or By- Laws of SEBI. She requested that the present adjudication proceedings against her be dropped as it had been wrongly initiated.

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Source: SecMarx — sebi:PKB/AO-111/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.