sebi:PG/TT/AO-18/2012

SEBI · SEBI · 2010-03-31 · Piyoosh Gupta, Adjudicating Officer

This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.

Facts / Headnote

Proceedings disposed of without imposing any penalty

Provisions invoked

Parties

Holding

The adjudication proceedings against Alpha Graphic India Ltd for alleged violation of Sections 11C(2) and 11C(3) of the SEBI Act were disposed of without imposing any penalty.

Full text

Adjudication Order in respect of Alpha Graphic India Ltd in the matter of Alka Securities Ltd. Page 2 of 7 March 28, 2012 APPOINTMENT OF ADJUDICATING OFFICER

Adjudication Order in respect of Alpha Graphic India Ltd in the matter of Alka Securities Ltd. Page 3 of 7 March 28, 2012 (received on April 8, 2011) made its written submissions. Subsequently, the consent application of the Noticee was rejected by SEBI. In the interest of natural justice another opportunity of hearing was granted to the Noticee on December 27, 2011 vide notice dated December 21,

Adjudication Order in respect of Alpha Graphic India Ltd in the matter of Alka Securities Ltd. Page 4 of 7 March 28, 2012

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Source: SecMarx — sebi:PG/TT/AO-18/2012. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.