sebi:Order/VV/NK/2021-22/13962
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Facts / Headnote
Penalty of Rs.1,00,000 imposed on the Noticee; proceedings disposed
Provisions invoked
- s. 15A
- s. 15
- s. 15J
- s. 28A
Regulations
- Reg. 29
- Reg. 29(2)
- Reg. 29(3)
Parties
- Pradeep Kapoor
Holding
The Noticee violated Regulation 29(2) read with Regulation 29(3) of the SAST Regulations, 2011 by failing to disclose disposal of shares of Golden Capital Services Limited reducing shareholding from 6.02% to 3.90%, and is liable for monetary penalty under Section 15A(b) of the SEBI Act, 1992, with penalty of Rs.1,00,000 imposed.
Full text
Adjudication Order in respect of Pradeep Kapoor in the matter of investigation in the scrip of Golden Capital Services Limited Page 2 of 12
Adjudication Order in respect of Pradeep Kapoor in the matter of investigation in the scrip of Golden Capital Services Limited Page 3 of 12
Adjudication Order in respect of Pradeep Kapoor in the matter of investigation in the scrip of Golden Capital Services Limited Page 4 of 12
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Source: SecMarx — sebi:Order/VV/NK/2021-22/13962. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.