sebi:Order/VV/NK/2021-22/11532
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Facts / Headnote
Disposed of without any penalty
Provisions invoked
- s. 15
- s. 12A
- s. 12
- s. 15H
- s. 15J
- s. 149(12)
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
- Reg. 12A(a)
Parties
- Ramani Subramanian Iyer
Holding
The adjudication proceeding initiated against Ramani Subramanian Iyer vide SCN dated February 12, 2020 is disposed of without any penalty as the alleged violation of Section 12A of SEBI Act read with PFUTP Regulations does not stand established.
Full text
Adjudication Order in respect of Mr. Ramani Subramanian Iyer in the matter of Sterling International Enterprises Limited.
Adjudication Order in respect of Mr. Ramani Subramanian Iyer in the matter of Sterling International Enterprises Limited.
Adjudication Order in respect of Mr. Ramani Subramanian Iyer in the matter of Sterling International Enterprises Limited.
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Source: SecMarx — sebi:Order/VV/NK/2021-22/11532. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.