sebi:Order/VV/NK/2021-22/11531
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Facts / Headnote
Allegations against the Noticee not established; benefit of doubt given; no penalty imposed
Provisions invoked
- s. 15
- s. 12A
- s. 12
- s. 15H
- s. 15J
- s. 2(30)
- s. 149(12)
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 200
- Reg. 3(a)
- Reg. 12A(a)
Parties
- Mr. Ronald Peter Dsouza
Holding
The allegations against the Noticee (Mr. Ronald Peter Dsouza) of violating Section 12A(a),(b),(c) of the SEBI Act read with Regulations 3(a),(b),(c),(d) and 4(1), 4(2)(a) and (g) of the PFUTP Regulations were not established. The Noticee was given the benefit of doubt and Issues II and III did not merit consideration.
Full text
Adjudication Order in respect of Mr Ronald Peter Dsouza in the matter of Sterling International Enterprises Limited. Page 2 of 21
Adjudication Order in respect of Mr Ronald Peter Dsouza in the matter of Sterling International Enterprises Limited. Page 3 of 21
Adjudication Order in respect of Mr Ronald Peter Dsouza in the matter of Sterling International Enterprises Limited. Page 4 of 21
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Source: SecMarx — sebi:Order/VV/NK/2021-22/11531. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.