sebi:Order/VA/VS/2022-23/23070
Facts / Headnote
Adjudication proceedings initiated vide SCN dated September 08, 2021 disposed of without penalty as not maintainable / cannot be proceeded with
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15I
- s. 248
- s. 92
- s. 455
- s. 560
Regulations relied on
- SEBI (PFUTP) Regulations, 2003
Parties
- M/s. Ganesh Stockist Private Limited
Holding
The adjudication proceedings initiated against M/s. Ganesh Stockist Private Limited vide SCN dated September 08, 2021 cannot be proceeded with and are disposed of because the Noticee's name has been struck-off and dissolved as on December 28, 2021.
Full text
_____________________________________________________________________________ Adjudication order in respect of M/s. Ganesh Stockist Private Limited in the matter of dealing in Illiquid Stock Options at BSE Page 2 of 5
_____________________________________________________________________________ Adjudication order in respect of M/s. Ganesh Stockist Private Limited in the matter of dealing in Illiquid Stock Options at BSE Page 3 of 5
_____________________________________________________________________________ Adjudication order in respect of M/s. Ganesh Stockist Private Limited in the matter of dealing in Illiquid Stock Options at BSE Page 4 of 5
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Source: SecMarx — sebi:Order/VA/VS/2022-23/23070. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.