sebi:Order/VA/JT/2022-23/22974
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Facts / Headnote
abated
Provisions invoked
- s. 15H
Parties
- Late Geeta Devi Agarwal
Holding
The adjudication proceedings initiated against Late Geeta Devi Agarwal vide SCN dated March 09, 2022 stand abated without going into the merits and no penalty is imposed as the Noticee had expired on September 04, 2016 before issuance of the SCN.
Full text
Adjudication Order in respect of Late Geeta Devi Agarwal in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 3
Adjudication Order in respect of Late Geeta Devi Agarwal in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 3
“Adjudication Rules”) vide order dated September 20, 2021 to inquire into and adjudge under section 15HA of the SEBI Act against the Noticee for the alleged violation of the aforesaid provisions of PFUTP Regulations, 2003.
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Source: SecMarx — sebi:Order/VA/JT/2022-23/22974. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.