sebi:Order/SV/RM/2023-24/29086
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Facts / Headnote
Adjudication proceedings initiated vide SCN dated August 17, 2021 disposed of without penalty - violation not established
Provisions invoked
- s. 15
- s. 15H
- s. 15J
Regulations
- Reg. 3
- Reg. 3(a)
Parties
- Nand Kishore Agarwal (HUF)
Holding
The adjudication proceedings against Nand Kishore Agarwal (HUF) initiated vide SCN dated August 17, 2021 are disposed of as the allegation of indulging in reversal trades in illiquid stock options is not established.
Full text
Adjudication Order in respect of Nand Kishore Agarwal (HUF) in the matter of dealings in Illiquid Stock Options at BSE Page 2 of 6
Adjudication Order in respect of Nand Kishore Agarwal (HUF) in the matter of dealings in Illiquid Stock Options at BSE Page 3 of 6
Adjudication Order in respect of Nand Kishore Agarwal (HUF) in the matter of dealings in Illiquid Stock Options at BSE Page 4 of 6
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Source: SecMarx — sebi:Order/SV/RM/2023-24/29086. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.