sebi:Order/SS/VS/2019-20/6277
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Facts / Headnote
Ex-parte monetary penalty of Rs.1,00,000 imposed under section 15C of the SEBI Act; no penalty imposed under section 15A(a)
Provisions invoked
- s. 15A
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15F
- s. 28A
- s. 15C
Parties
- Gujarat Narmada Flyash Company Limited
Holding
The Noticee is liable under section 15C of the SEBI Act for failure to redress nine investors' complaints after being called upon in writing, and a penalty of Rs.1,00,000 is imposed; the Noticee is not held liable for penalty under section 15A(a) for failure to submit ATR on SCORES.
Full text
_________________________________________________________________________________ Adjudication Order in respect of Gujarat Narmada Flyash Company Limited in the matter of SCORES
_________________________________________________________________________________ Adjudication Order in respect of Gujarat Narmada Flyash Company Limited in the matter of SCORES
_________________________________________________________________________________ Adjudication Order in respect of Gujarat Narmada Flyash Company Limited in the matter of SCORES
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Source: SecMarx — sebi:Order/SS/VS/2019-20/6277. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.