sebi:Order/SS/VS/2019-20/5169

SEBI · SEBI · 1993-11-18 · Santosh Shukla, Adjudicating Officer

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Penalty imposed on the Noticee for violation of para 1(D)(i) of SEBI Circular dated November 18, 1993 read with Section 23D of the SCRA Act

Provisions invoked

Parties

Holding

The Noticee, Allwin Securities Limited, was found to have contravened para 1(D)(i) of the SEBI Circular dated November 18, 1993 by failing to segregate client funds, and a monetary penalty of ₹5,00,000 was imposed under Section 23D of the SCRA Act.

Full text

__________________________________________________________________________________ Adjudication order in the matter of Allwin Securities Limited

__________________________________________________________________________________ Adjudication order in the matter of Allwin Securities Limited

__________________________________________________________________________________ Adjudication order in the matter of Allwin Securities Limited

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