sebi:Order/SS/MK/2022-23/24716
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Facts / Headnote
abated
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations
- Reg. 4(1)
- Reg. 3(a)
Parties
- Shankar Lal Thard
Holding
The adjudication proceedings against Late Shankar Lal Thard abate on account of his death, and the Show Cause Notice dated March 17, 2022 is disposed of without going into the merits of the case.
Full text
Adjudication Order in respect of Late Shankar Lal Thard in the matter of dealings in Illiquid Stock Options at BSE Page 2 of 3
Adjudication Order in respect of Late Shankar Lal Thard in the matter of dealings in Illiquid Stock Options at BSE Page 3 of 3
SEBI (Prohibition of Fraudulent and Unfair Trading Practices related to Securities Markets) Regulations, 2003 (hereinafter referred to as “PFUTP Regulations, 2003”). APPOINTMENT OF ADJUDICATING OFFICER
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Source: SecMarx — sebi:Order/SS/MK/2022-23/24716. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.