sebi:Order/SS/MK/2022-23/24705
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Facts / Headnote
abated
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations
- Reg. 4(1)
- Reg. 3(a)
- Reg. 26
Parties
- Shanti Kaur
Holding
The adjudication proceedings against Noticee Shanti Kaur abate on account of her death and are disposed of without going into merits. The SCN dated March 22, 2022 and supplementary SCN dated August 01, 2022 are disposed of accordingly.
Full text
Adjudication Order in respect of Late Shanti Kaur in the matter of dealings in Illiquid Stock Options at BSE Page 2 of 4
Adjudication Order in respect of Late Shanti Kaur in the matter of dealings in Illiquid Stock Options at BSE Page 3 of 4
Adjudication Order in respect of Late Shanti Kaur in the matter of dealings in Illiquid Stock Options at BSE Page 4 of 4
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Source: SecMarx — sebi:Order/SS/MK/2022-23/24705. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.