sebi:Order/SRP/AE/2019-20/2871-2872
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Violation established; penalty of Rs. 14,00,000 imposed jointly and severally
Provisions invoked
- s. 15A
- s. 15
- s. 15J
Regulations
- Reg. 29(1)
- Reg. 29(2)
- Reg. 29(3)
- Reg. 2(1)(q)
Parties
- Sure Portfolio Services Pvt Ltd
- Steady Capital Advisory Services Pvt Ltd
Holding
The Noticees violated Regulation 29(1) and 29(2) read with 29(3) of SAST Regulations on 14 occasions by failing to disclose acquisitions/disposals in Emed to the company and BSE, and are liable jointly and severally to a penalty of Rs. 14,00,000 under Section 15A(b) of the SEBI Act, 1992.
Full text
Adjudication Order in respect of Sure Portfolio Services Pvt Ltd and Steady Capital Advisory Services Pvt Ltd Page 2 of 10
Adjudication Order in respect of Sure Portfolio Services Pvt Ltd and Steady Capital Advisory Services Pvt Ltd Page 3 of 10
Adjudication Order in respect of Sure Portfolio Services Pvt Ltd and Steady Capital Advisory Services Pvt Ltd Page 4 of 10
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:Order/SRP/AE/2019-20/2871-2872. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.