sebi:Order/SM/SM/2025-26/32229
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Facts / Headnote
Penalty imposed under Section 15HB of SEBI Act, 1992 for multiple violations of SEBI Circulars and SEBI (Merchant Bankers) Regulations, 1992
Provisions invoked
- s. 11B
- s. 11
- s. 15
- s. 19
- s. 11(1)
- s. 15H
- s. 15I
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 8
- Reg. 3(2)
- Reg. 199
- Reg. 3
- Reg. 28A(2)
- Reg. 9A(1)(e)
- Reg. 28A
- Reg. 9A(1)(f)
- Reg. 28A(1)
- Reg. 9A(f)
Parties
- DMI Capital Private Limited
Holding
The Noticee, DMI Capital Private Limited, was held liable for violations of SEBI Circulars and Regulations 9A(1)(e), 9A(1)(f), and 28A(1) of the SEBI (Merchant Bankers) Regulations, 1992, and a monetary penalty was imposed under Section 15HB of the SEBI Act, 1992.
Full text
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__________________________________________________________________________________ Adjudication Order in the matter of DMI Capital Private Limited Page 4 of 25
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Source: SecMarx — sebi:Order/SM/SM/2025-26/32229. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.